StewAIrd automates client centered compliance detection, exception management, and remediation—giving you confidence that your institution is doing the right thing for clients, every day.
Rules evaluate accounts in real-time as data changes. Event-driven triggers catch compliance breaches within minutes—not quarterly audits months later.
Severity × age determines what gets worked first. Your team focuses on the highest-risk exceptions that matter most—not whoever squeaks loudest.
Every exception is immutably logged with full lineage. When examiners ask, you have complete answers—instantly. Seven years of history, one search.
Configure rules from regulatory sources (OCC, SEC, FINRA, DOL/ERISA), internal policies, account agreements, and client directives—all in one unified schema.
Event-driven triggers evaluate rules against live account data. A new holding, a fee change, a servicing-team update—each triggers immediate re-assessment.
Breaches are routed to the right owner—client teams for relationship-centric issues, shared services for centralized work. Escalation is automatic and SLA-tracked.
Log actions, attach evidence, track remediation progress. Full audit trail—no guessing about what happened, when, or by whom. Committee approvals built in.
See your entire book of business—exceptions grouped by relationship, sorted by risk. Update status, log remediation, stay on top of SLAs. Your dashboard, your accounts, your queue.
View Quick StartConfigure rules, submit for committee approval, monitor enterprise compliance scores. Real-time Stewardship Index shows how well you're doing right by clients—across every account.
View User GuideApprove rule changes, review waivers, attest remediated exceptions. Evidence-backed decision-making with configurable voting rules—majority, unanimous, or weighted.
View Governance GuideScoped read-only access to the full compliance history. Every exception, every remediation action, every committee decision—documented and traceable. No surprises.
View Access ControlsCash ops, billing, tax, KYC—receive exceptions routed directly to your queue. Log actions, track timeliness, collaborate with client teams. SLA deadlines enforced automatically.
View Quick StartEmbed exceptions and compliance scores into your existing CRM, case management system, or colleague portal. Secure REST API with JWT authentication and role-based access.
View API ReferenceRegulatory, internal policy, contractual, and client-directed rules live in one unified schema. No silos, no gaps.
Exceptions roll up from tax lots to households. Trust Officers see their entire book of business in one view.
Severity × age scoring ensures the highest-risk items are worked first. Automatic escalation when SLAs approach.
Every exception, action, and decision is captured in an append-only log. Seven years of history, exam-ready instantly.
Committee approval workflows, maker-checker controls, chair solo-approval authority. Compliance owns the rules—and the process.
OCC, SEC, FINRA, DOL/ERISA, multistate—designed for institutions subject to multiple regulatory frameworks simultaneously.
Accounts monitored continuously
Scope levels (tax lot to relationship)
Average API response time
Immutable audit trail
Join trust departments that are automating compliance detection and building institutional confidence.